Municipal Securities Rulemaking Board - PDFSEARCH.IO - Document Search Engine

Municipal Securities Rulemaking Board
Results: 1131

#	Item
731	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-18 11:12:57 73rd United States Congress United States Securities and Exchange Commission Law U.S. Securities and Exchange Commission Self-regulatory organization Government Securities Exchange Act Rulemaking United States securities law Municipal Securities Rulemaking Board Financial regulation
732	Order Approving a Proposed Rule Change To Amend the Real-Time Transaction Reporting System Information System and Subscription Service Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-22 18:03:44 United States Securities and Exchange Commission United States securities law Electronic Municipal Market Access U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Securities market Business Financial system Financial regulation Municipal Securities Rulemaking Board 73rd United States Congress
733	Notice of Filing of Proposed Rule Change Consisting of Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-02 15:38:08 Stock market Securities United States securities law Bonds Electronic Municipal Market Access Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Auction rate security Security Financial economics Investment Finance
734	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]July 1, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-01 19:29:14 Business Financial Industry Regulatory Authority Securities Exchange Act Registered representative Self-regulatory organization U.S. Securities and Exchange Commission Securities regulation in the United States Municipal Securities Rulemaking Board Securities Act United States securities law Financial regulation Financial system
735	Order Granting Approval of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-28 10:19:37 Municipal Securities Rulemaking Board 73rd United States Congress United States Securities and Exchange Commission Financial Industry Regulatory Authority Financial system U.S. Securities and Exchange Commission Security Business Securities Exchange Act Self-regulatory organizations United States securities law Financial regulation
736	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]August 12, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-13 13:39:56 Self-regulatory organizations Stock market Municipal Securities Rulemaking Board Bonds U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Securities Exchange Act Financial economics Financial system Investment
737	134 of 138 EXHIBIT 4 MARKED COPY OF CHANGES TO ORIGINAL PROPOSED RULE CHANGE 1 * * * * * * * * * EMMA PRIMARY MARKET DISCLOSURE SERVICE The EMMA primary market disclosure service, established as a service of EMMA, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-30 09:38:46 Municipal Securities Rulemaking Board Securities Financial regulation Business Financial economics Securities Exchange Act Franchising Auction rate security Electronic Municipal Market Access United States securities law United States Securities and Exchange Commission 73rd United States Congress
738	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-31 17:15:49 73rd United States Congress United States Securities and Exchange Commission Law U.S. Securities and Exchange Commission Self-regulatory organization Government Rulemaking Securities Exchange Act Tower Amendment United States securities law Municipal Securities Rulemaking Board Financial regulation
739	SR-MSRB[removed]Exhibit 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in brackets. RESTATED INTERPRETIVE NOTICE REGARDING THE APPLICATION OF MSRB RULES TO TRANSACTIONS WITH SOPHISTICATED M Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-11 08:02:48 Financial markets United States securities law Self-regulatory organizations Municipal Securities Rulemaking Board United States Securities and Exchange Commission Securities market Broker-dealer Security Underwriting Financial economics Finance Financial system
740	Notice of Filing and Immediate Effectiveness of Amendments to Rule A-12, on Initial Fee, and Rule A-14, on Annual Fee Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-15 10:48:26 Financial economics Financial regulation Investment Law U.S. Securities and Exchange Commission Rulemaking Financial adviser Securities Exchange Act Investor Protection and Securities Reform Act Self-regulatory organizations Municipal Securities Rulemaking Board United States securities law

UPDATE